Compliance Officer

Hire Resolve’s client, a dynamic financial software company, is seeking a skilled and detail-oriented Compliance Officer to join their team. This role offers the opportunity to work in a fast-paced environment, ensuring that all operations and transactions comply with legal and regulatory guidelines. If you have a strong understanding of compliance within the financial technology space and are passionate about risk management, we’d love to hear from you!

Responsibilities

• Monitor and ensure compliance with local regulations and industry standards.
• Stay updated on regulatory changes and communicate these to the organization.
• Ensure compliance in merchant onboarding at all times.
• Develop, implement, and maintain compliance policies and procedures.
• Conduct regular reviews and updates to company policies to ensure ongoing compliance.
• Identify and assess compliance risks, developing strategies to mitigate them.
• Conduct internal audits and investigations to ensure adherence to policies.
• Design and conduct compliance training programs for employees.
• Ensure staff understand and adhere to compliance policies and procedures.
• Prepare and submit compliance reports to the Board of Directors, Audit and Risk Committee, regulatory bodies, and senior management.
• Maintain comprehensive records of compliance activities and investigations.
• Provide expert compliance advice and guidance to management and employees.
• Act as the primary point of contact for regulatory authorities.

Requirements

• Bachelor’s degree in Law, Business Administration, Finance, or related field (required).
• Advanced degree or professional certification in compliance (e.g., CCEP, CRCM) is a plus.
• 3-5 years of experience in a compliance role, preferably in the financial services or fintech sector.
• Proven experience managing compliance programs and maintaining risk registers.
• Strong knowledge of regulatory requirements and industry standards.
• Excellent analytical and problem-solving abilities.
• Exceptional communication and interpersonal skills.
• Ability to work independently and manage multiple tasks.
• Proficiency in compliance management software and Microsoft Office Suite.
• Office-based role with occasional travel to regulatory meetings.
• Flexibility to work outside regular business hours as needed.

Benefits

• Market-related salary

• Contact Hire Resolve for your next career-changing move today

  • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
  • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: [email protected]
  • Please use “Compliance Officer” as your subject line when applying via email

  We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future vacancies that arise