Recruitment Room Team

Compliance Officer

Johannesburg, Gauteng
1 day ago
Application ends: September 29, 2025
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Deadline date:
September 29, 2025

Job Description


A well-established Financial Services Provider is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance: Distribution, this role carries responsibility for ensuring the implementation of relevant legislation and regulations, while driving quality assurance and overall compliance adherence within the business.

Responsibilities

  • Compile compliance and statistical reports to the business, clients, and regulators

  • Ensure implementation and maintenance of the compliance risk management and monitoring plan

  • Monitor primary legislation impacting the business

  • Analyse, interpret, and implement new legislation

  • Review all marketing material in accordance with Board Notice 92

  • Address compliance queries from the business

  • Manage compliance projects from start to finish

  • Ensure the application of Treating Customers Fairly (TCF) outcomes

  • Maintain FAIS compliance procedures and manuals

  • Maintain the key individual / representative register

  • Monitor and report on all FAIS matters to the business and the regulator

Requirements

  • Relevant qualification such as BCom Law or LLB

  • Must be a registered FSCA Compliance Officer (CAT I), preferably CAT II

  • RE 1 Certificate

  • 3–4 years’ compliance experience in the financial services industry

  • Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules

  • Strong corporate compliance knowledge and skills

  • Own transport and valid driver’s licence (travel to adviser offices required)

  • Computer literacy in MS Office

Benefits

  • Salary: Based on experience and qualifications.

  • Contact Hire Resolve for your next career-changing move today

    • Apply for this role today, contact Gustav Vogel at Hire Resolve or on LinkedIn
    • Send me your CV on +27 63 584 7231 (Whatsapp)
    • You can also visit the Hire Resolve website: hireresolve.us or email us your CV: [email protected]
    • Please use “Compliance Officer” as your subject line when applying via email 

    We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable, we will put your CV on file and contact you regarding any future